06 Mars 2013

SEC Issues Risk Alert and Investor Bulletin on Investment Adviser Custody Rule

Le 06 avril 2013

SEC Issues Risk Alert and Investor Bulletin on Investment Adviser Custody Rule
 

Washington, D.C., March 4, 2013 — The Securities and Exchange Commission today issued a Risk Alert on compliance with its custody rule for investment advisers and it also issued an Investor Bulletin about the rule, which is designed to protect advisory clients from theft or misuse of their funds and securities.

http://www.sec.gov/news/press/2013/2013-33.htm

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